ALETHEA CAPITAL MANAGEMENT, LLC

ALETHEA CAPITAL MANAGEMENT, LLC latest Q4_2020 13F filings reported $199,458,000 in market value on this 2021-02-12 report date . The portfolio quarterly return is 34.99%. This fund has 72 securities concentrations of 100% weights.

ALETHEA CAPITAL MANAGEMENT, LLC largest holding is Axsome Therapeutics Inc. with weight of 41.25% and $82,268,000 in market value. The portfolio return is computed based on the amount invested in the new quarter. The following shows the portfolio details.

Portfolio Performance History

FILE DATEREPORT PERIODQTR YEARFILE TYPENOS. OF STOCKSREPORTED VALUERETURN
2021-02-122020-12-31Q4_202013F-HR72$199,458,00034.99%
2020-11-162020-09-30Q3_202013F-HR65$147,763,000-13.58%
2020-08-112020-06-30Q2_202013F-HR81$170,990,00010.75%
2020-05-112020-03-31Q1_202013F-HR75$154,391,000-33.78%
2020-02-102019-12-31Q4_201913F-HR85$233,157,00047.63%
2019-11-142019-09-30Q3_201913F-HR80$157,932,0002.87%
2019-08-122019-06-30Q2_201913F-HR80$153,527,0009.31%
2019-05-062019-03-31Q1_201913F-HR74$140,448,000104.50%
2019-01-232018-12-31Q4_201813F-HR57$68,680,0002.96%
2018-10-292018-09-30Q3_201813F-HR72$66,708,00014.09%
2018-07-172018-06-30Q2_201813F-HR59$58,472,000-20.51%
2018-04-182018-03-31Q1_201813F-HR76$73,556,00017.05%
2018-02-142017-12-31Q4_201713F-HR75$62,839,000-26.04%
2017-11-022017-09-30Q3_201713F-HR69$84,965,000-3.53%
2017-08-112017-06-30Q2_201713F-HR/A74$88,073,0000.00%
2017-08-042017-06-30Q2_201713F-HR74$176,146,000112.20%
2017-05-042017-03-31Q1_201713F-HR69$83,010,0008.56%
2017-02-092016-12-31Q4_201613F-HR69$76,465,0006.08%
2016-11-142016-09-30Q3_201613F-HR60$72,081,000-1.18%
2016-07-222016-06-30Q2_201613F-HR57$72,942,000-18.91%

Portfolio Details

Stock NameTickersValueCurrent Value (x1000)Change Value %WeightComputed PriceShares Change %Current Shares
AXSOME THERAPEUTICS INCAXSMINCR$82,2680.14%41.25%$81.470.00%1,009,799
AVIDITY BIOSCIENCES INCRNABUY$40,0960.00%20.10%$25.520.00%1,571,160
SPDR SER TRBILDECR$16,866-0.15%8.46%$91.52-0.15%184,284
CAPITAL ONE FINL CORPCOFINCR$5,7170.38%2.87%$98.850.00%57,837
SPECTRUM PHARMACEUTICALS INCSPPIDECR$5,251-0.13%2.63%$3.410.04%1,539,949
CIDARA THERAPEUTICS INCCDTXDECR$2,308-0.30%1.16%$2.000.00%1,154,131
ISHARES TRSHVDECR$2,2700.00%1.14%$110.550.00%20,534
KURA ONCOLOGY INCKURADECR$2,207-0.38%1.11%$32.66-0.42%67,568
MORGAN STANLEYMSBUY$1,9440.00%0.97%$68.540.00%28,363
SPDR GOLD TRGLDBUY$1,9000.00%0.95%$178.350.00%10,653
CHUBB LTD CHF 24.15CBBUY$1,7960.00%0.90%$153.950.00%11,666
GARMIN LTDGRMNBUY$1,7190.00%0.86%$119.680.00%14,363
EVEREST RE GROUP LTDREBUY$1,6020.00%0.80%$234.070.00%6,844
ALEXANDRIA REAL ESTATE EQ INAREBUY$1,5000.00%0.75%$178.170.00%8,419
CONAGRA BRANDS INCCAGDECR$1,370-0.14%0.69%$36.26-0.16%37,779
ABBVIE INCABBVBUY$1,3220.00%0.66%$107.150.00%12,338
ISHARES SILVER TRSLVBUY$1,0280.00%0.52%$24.580.00%41,831
ISHARES TRIWMBUY$1,0290.00%0.52%$196.000.00%5,250
CITIGROUP INC COM NEWCBUY$9950.00%0.50%$61.670.00%16,134
EVERGY INCEVRGBUY$9410.00%0.47%$55.510.00%16,951
PETROLEO BRASILEIRO SA PETROPBRBUY$9370.00%0.47%$11.240.00%83,399
WESTERN UN COWUBUY$8680.00%0.44%$21.940.00%39,562
KRAFT HEINZ COKHCDECR$798-0.18%0.40%$34.65-0.29%23,029
ALPHABET INCGOOGINCR$7390.17%0.37%$1751.18-0.02%422
BK OF AMERICA CORPBACINCR$7250.22%0.36%$30.30-0.03%23,924
CISCO SYSTEMSCSCOBUY$7190.00%0.36%$44.740.00%16,071
HONEYWELL INTL INCHONINCR$7230.29%0.36%$212.650.00%3,400
3M COMMMINCR$7000.09%0.35%$174.830.00%4,004
CENTERPOINT ENERGY INCCNPBUY$7080.00%0.35%$21.640.00%32,715
CVS HEALTH CORPORATIONCVSBUY$6690.00%0.34%$68.250.00%9,802
DUKE REALTY CORPDREBUY$6860.00%0.34%$39.980.00%17,157
APPLE INCAAPLDECR$663-0.01%0.33%$132.60-0.14%5,000
MICROSOFT CORPMSFTINCR$6670.06%0.33%$222.330.00%3,000
AT&T INCTBUY$6390.00%0.32%$28.770.00%22,207
KELLOGG COKBUY$6100.00%0.31%$62.240.00%9,801
DISNEY WALT CODISINCR$5980.46%0.30%$181.160.00%3,301
EXXON MOBIL CORPXOMINCR$5891.45%0.30%$41.191.04%14,299
KIMBERLY-CLARK CORPKMBBUY$6070.00%0.30%$134.890.00%4,500
PROCTER AND GAMBLE COPGNA$5770.00%0.29%$139.040.00%4,150
AMGENAMGNDECR$552-0.55%0.28%$230.00-0.51%2,400
HESS CORPHESBUY$5500.00%0.28%$52.800.00%10,416
EATON CORP PLCETNINCR$5410.18%0.27%$120.220.00%4,500
MARATHON PETE CORPMPCBUY$5380.00%0.27%$41.380.00%13,000
WASTE MANAGEMENT INCWMINCR$5310.04%0.27%$118.000.00%4,500
BLACKSTONE GROUP INCBXINCR$5250.24%0.26%$64.810.00%8,100
ILLINOIS TOOL WORKS INC USD 0.01ITWINCR$5100.06%0.26%$204.000.00%2,500
BLACKROCK INC USD 0.01BLKINCR$5050.28%0.25%$721.430.00%700
DUKE ENERGY CORP NEWDUKDECR$504-0.54%0.25%$91.64-0.55%5,500
J P MORGAN CHASE & CO COMJPMINCR$4700.32%0.24%$127.030.00%3,700
EASTMAN CHEM COEMNINCR$4510.28%0.23%$100.220.00%4,500
PEPSICO INCPEPINCR$4450.07%0.22%$148.330.00%3,000
DIGITAL RLTY TR INCDLRDECR$424-0.62%0.21%$139.66-0.60%3,036
HOME DEPOT INCHDDECR$425-0.04%0.21%$265.630.00%1,600
MEDTRONIC PLC USD 0.1MDTINCR$4100.13%0.21%$117.140.00%3,500
NEWELL BRANDS INCNWLBUY$4200.00%0.21%$21.250.00%19,768
COCA COLA COKOINCR$3570.11%0.18%$54.910.00%6,502
CUMMINS INCCMIDECR$341-0.19%0.17%$227.33-0.25%1,500
BERKSHIRE HATHAWAY INC NEWBRK/BINCR$3130.55%0.16%$231.850.42%1,350
WISDOMTREE TRHEDJINCR$3140.08%0.16%$66.330.00%4,734
DOW HOLDINGS INC USD 0.01DOWINCR$2940.18%0.15%$55.470.00%5,300
EVERSOURCE ENERGYESBUY$3000.00%0.15%$86.610.00%3,464
INTEL CORPINTCDECR$299-0.04%0.15%$49.830.00%6,000
GILEAD SCIENCES INCGILDDECR$287-0.77%0.14%$58.31-0.75%4,922
ISHARES MORTGAGE REAL ESTATE ETFREMINCR$2780.24%0.14%$31.840.00%8,732
SYSCO CORPORATIONSYYINCR$2600.19%0.13%$74.290.00%3,500
BIOGEN INCBIIBDECR$245-0.14%0.12%$245.000.00%1,000
MERCK & CO INC NEWMRKDECR$245-0.73%0.12%$81.67-0.72%3,000
PFIZER COMPANY INCPFEDECR$202-0.77%0.10%$36.73-0.77%5,500
BLACKROCK LTD DURATION INCBLWINCR$1830.08%0.09%$15.890.00%11,516
EATON VANCE INSURED CALI MUNI COMEVMINCR$1600.04%0.08%$11.780.00%13,579
BGC PARTNERS INCBGCPINCR$1360.66%0.07%$3.990.00%34,052
RA MED SYS INCRMEDBUY$920.00%0.05%$7.470.00%12,320
BRISTOL MYERS SQUIBB COBMYSOLD$00.00%-100.00%$0.000.00%0
JOHNSON & JOHNSONJNJSOLD$00.00%-100.00%$0.000.00%0
JUNIPER NETWORKS INCJNPRSOLD$00.00%-100.00%$0.000.00%0
VERIZON COMMUNICATIONS INCVZSOLD$00.00%-100.00%$0.000.00%0
ASTRAZENECA PLCAZNSOLD$00.00%-100.00%$0.000.00%0
TARGET CORPTGTSOLD$00.00%-100.00%$0.000.00%0
CABOT OIL & GAS CORPCOGSOLD$00.00%-100.00%$0.000.00%0
GENERAL ELECTRIC COMPANYGESOLD$00.00%-100.00%$0.000.00%0
NORTONLIFELOCK INCNLOKSOLD$00.00%-100.00%$0.000.00%0
INTERNATIONAL FLAVORS & FRAGRANCES, INCIFFSOLD$00.00%-100.00%$0.000.00%0
SMUCKER J M COSJMSOLD$00.00%-100.00%$0.000.00%0
CAMPBELL SOUP COCPBSOLD$00.00%-100.00%$0.000.00%0
C H ROBINSON WORLDWIDE INCCHRWSOLD$00.00%-100.00%$0.000.00%0
GENERAL MLS INCGISSOLD$00.00%-100.00%$0.000.00%0
CONSOLIDATED EDISON INCEDSOLD$00.00%-100.00%$0.000.00%0
WEC ENERGY GROUP INCWECSOLD$00.00%-100.00%$0.000.00%0
SEAGATE TECHNOLOGY PLCSTXSOLD$00.00%-100.00%$0.000.00%0
RA MED SYS INCSOLD$00.00%-100.00%$0.000.00%0