Wellington Shields & Co., LLC

Wellington Shields & Co., LLC latest Q4_2020 13F filings reported $279,163,000 in market value on this 2021-02-09 report date . The portfolio quarterly return is 17.30%. This fund has 189 securities concentrations of 100% weights.

Wellington Shields & Co., LLC largest holding is Personalis Inc. with weight of 12.07% and $33,699,000 in market value. The portfolio return is computed based on the amount invested in the new quarter. The following shows the portfolio details.

Portfolio Performance History

FILE DATEREPORT PERIODQTR YEARFILE TYPENOS. OF STOCKSREPORTED VALUERETURN
2021-02-092020-12-31Q4_202013F-HR189$279,163,00017.30%
2020-11-102020-09-30Q3_202013F-HR180$238,000,0004.33%
2020-08-052020-06-30Q2_202013F-HR179$228,117,00025.79%
2020-05-072020-03-31Q1_202013F-HR159$181,347,000-19.63%
2020-02-112019-12-31Q4_201913F-HR178$225,633,000248.49%
2019-11-052019-09-30Q3_201913F-HR91$64,745,000-69.46%
2019-08-082019-06-30Q2_201913F-HR177$211,975,0007.96%
2019-05-102019-03-31Q1_201913F-HR165$196,337,00012.38%
2019-02-112018-12-31Q4_201813F-HR151$174,709,000-5.33%
2018-11-062018-09-30Q3_201813F-HR148$184,537,000-0.44%
2018-08-022018-06-30Q2_201813F-HR144$192,929,000-41.19%
2018-08-282018-03-31Q1_201813F-HR/A146$185,354,0000.00%
2018-05-032018-03-31Q1_201813F-HR146$328,036,00076.41%
2018-02-062017-12-31Q4_201713F-HR149$185,947,000-38.57%
2017-11-062017-09-30Q3_201713F-HR145$302,686,0004.50%
2017-07-252017-06-30Q2_201713F-HR141$289,647,000-12.93%
2017-05-032017-03-31Q1_201713F-HR136$332,675,00074.15%
2017-02-022016-12-31Q4_201613F-HR131$191,031,000-3.05%
2016-11-012016-09-30Q3_201613F-HR123$197,044,00022.32%
2016-08-152016-06-30Q2_201613F-HR119$161,090,0007.33%

Portfolio Details

Stock NameTickersValueCurrent Value (x1000)Change Value %WeightComputed PriceShares Change %Current Shares
PERSONALIS INCPSNLINCR$33,6990.67%12.07%$36.61-0.01%920,478
ILLUMINA INCILMNINCR$22,9050.13%8.20%$370.00-0.06%61,905
MICROSOFT CORPMSFTINCR$18,9930.05%6.80%$222.42-0.01%85,394
APPLE INCAAPLINCR$11,9050.14%4.26%$132.70-0.01%89,717
BLOOM ENERGY CORPBEINCR$6,2000.49%2.22%$28.66-0.07%216,312
J P MORGAN CHASE & CO COMJPMINCR$5,8460.31%2.09%$127.06-0.01%46,008
SKILLZ INCSKLZBUY$5,7240.00%2.05%$20.000.00%286,200
CASI PHARMACEUTICALS INCCASIINCR$5,3481.36%1.92%$2.950.23%1,812,769
DISNEY WALT CODISINCR$5,0240.45%1.80%$181.19-0.01%27,728
SHOPIFY INCSHOPINCR$4,8670.01%1.74%$1131.86-0.09%4,300
ROYALTY PHARMA PLCRPRXBUY$4,7380.00%1.70%$50.050.00%94,670
HONEYWELL INTL INCHONINCR$4,6390.34%1.66%$212.710.04%21,809
AMAZON COM INCAMZNINCR$4,1690.08%1.49%$3257.030.05%1,280
UNION PAC CORPUNPINCR$3,7940.06%1.36%$208.230.00%18,220
INTERNATIONAL BUSINESS MACHINE COMPANYIBMDECR$3,527-0.14%1.26%$125.87-0.17%28,020
CVS HEALTH CORPORATIONCVSINCR$3,2610.11%1.17%$68.30-0.05%47,743
ABBVIE INCABBVINCR$3,2140.21%1.15%$107.17-0.01%29,991
AT&T INCTINCR$3,1750.01%1.14%$28.760.01%110,382
BRISTOL MYERS SQUIBB COBMYINCR$3,1890.01%1.14%$62.02-0.01%51,415
VERIZON COMMUNICATIONS INCVZDECR$3,1080.00%1.11%$58.740.01%52,910
LILLY ELI & COLLYINCR$2,9500.14%1.06%$168.830.00%17,473
S&P GLOBAL INCSPGIDECR$2,926-0.09%1.05%$328.760.00%8,900
PFIZER COMPANY INCPFEDECR$2,755-0.01%0.99%$36.80-0.01%74,857
ABBOTT LABSABTINCR$2,6900.01%0.96%$109.490.00%24,569
JOHNSON & JOHNSONJNJINCR$2,4010.06%0.86%$157.360.00%15,258
BLACKSTONE GROUP INCBXINCR$2,3130.24%0.83%$64.800.00%35,695
SPROTT INCSIIDECR$2,290-0.26%0.82%$28.99-0.13%79,000
WALMART INCWMTINCR$2,2630.33%0.81%$144.150.29%15,699
ALPHABET INCGOOGINCR$1,9810.21%0.71%$1751.550.02%1,131
MERCK & CO INC NEWMRKINCR$1,9810.08%0.71%$81.790.10%24,220
VISA INCVINCR$1,9320.10%0.69%$218.730.01%8,833
EQUIFAX INCEFXINCR$1,9030.07%0.68%$192.88-0.13%9,866
FIDELITY NATL INFORMATION SVFISDECR$1,824-0.06%0.65%$141.44-0.02%12,896
DRAFTKINGS INCDKNGDECR$1,786-0.62%0.64%$46.57-0.51%38,350
PARSONS CORPORATIONPSNDECR$1,748-0.03%0.63%$36.42-0.11%48,000
EXXON MOBIL CORPXOMINCR$1,7250.21%0.62%$41.230.01%41,841
COMCAST CORP NEWCMCSAINCR$1,7050.06%0.61%$52.41-0.06%32,534
INTEL CORPINTCDECR$1,676-0.09%0.60%$49.81-0.05%33,647
CITIGROUP INC COM NEWCINCR$1,6570.75%0.59%$61.660.23%26,875
PROCTER AND GAMBLE COPGINCR$1,5650.00%0.56%$139.100.00%11,251
UNIVERSAL ELECTRONICS INCINCR$1,5710.28%0.56%$52.47-0.08%29,942
NEWMONT CORPNEMINCR$1,5390.02%0.55%$59.880.08%25,700
CISCO SYSTEMSCSCOINCR$1,4960.14%0.54%$44.760.00%33,421
KINDER MORGAN INC DELKMIINCR$1,4770.06%0.53%$13.67-0.05%108,012
ALPHABET INC USD 0.001 CLS AGOOGLINCR$1,4560.20%0.52%$1752.110.00%831
WASTE MANAGEMENT INCWMINCR$1,3900.04%0.50%$117.930.00%11,787
LOCKHEED MARTIN CORPLMTDECR$1,356-0.07%0.49%$354.970.00%3,820
WEYERHAEUSER CO MTN BEWYINCR$1,3630.13%0.49%$33.54-0.04%40,640
CATERPILLAR INCCATINCR$1,3290.22%0.48%$182.050.00%7,300
PEPSICO INCPEPINCR$1,3020.05%0.47%$148.29-0.02%8,780
WP CAREY INCWPCDECR$1,322-0.04%0.47%$70.59-0.12%18,727
3M COMMMINCR$1,2340.09%0.44%$174.810.00%7,059
BERKSHIRE HATHAWAY INC NEWBRK/BINCR$1,2260.11%0.44%$231.930.02%5,286
CITIZENS FINL GROUP INCCFGINCR$1,2160.41%0.44%$35.760.00%34,000
DUPONT DE NEMOURS INC USD 0.01DDINCR$1,2270.28%0.44%$71.110.00%17,255
NEXTERA ENERGY INC COMNEEINCR$1,2420.15%0.44%$77.143.13%16,100
DOW HOLDINGS INC USD 0.01DOWINCR$1,2000.12%0.43%$55.52-0.05%21,614
CHEVRON CORP NEWCVXINCR$1,1510.18%0.41%$84.480.00%13,625
SOUTHERN COSOINCR$1,1400.14%0.41%$61.410.00%18,565
L3HARRIS TECHNOLOGIES INCLHXINCR$1,1250.15%0.40%$188.980.03%5,953
PHILIP MORRIS INTL INCPMINCR$1,1260.07%0.40%$82.79-0.04%13,600
BOEING COBAINCR$1,0510.42%0.38%$214.140.10%4,908
COCA COLA COKOINCR$1,0730.04%0.38%$54.81-0.06%19,575
FREEPORT-MCMORAN INCFCXINCR$1,0260.47%0.37%$26.02-0.12%39,430
AMGENAMGNDECR$1,007-0.07%0.36%$229.960.03%4,379
AMERICAN EXPRESS COMPANYAXPINCR$9820.14%0.35%$120.86-0.06%8,125
CSX CORPCSXINCR$9890.17%0.35%$90.730.00%10,900
CORNING INCGLWINCR$9580.07%0.34%$36.02-0.03%26,600
PNC FINL SVCS GROUP INCPNCINCR$8830.36%0.32%$149.000.00%5,926
GENERAL MLS INCGISDECR$872-0.04%0.31%$58.820.00%14,824
ENBRIDGE INC NPVENBINCR$8380.02%0.30%$31.98-0.07%26,205
FACEBOOK INCFBDECR$832-0.04%0.30%$273.06-0.08%3,047
MONDELEZ INTERNATIONAL INCMDLZINCR$7750.02%0.28%$58.470.00%13,254
CIGNA CORP NEWCIINCR$7400.04%0.27%$208.04-0.15%3,557
NVIDIA CORPORATIONNVDADECR$757-0.04%0.27%$522.070.00%1,450
VIACOMCBS INCVIACINCR$7530.26%0.27%$37.27-0.06%20,204
ALTRIA GROUP INCMOINCR$7260.06%0.26%$41.010.00%17,704
GENERAL ELECTRIC COMPANYGEINCR$7200.47%0.26%$10.80-0.15%66,665
HOME DEPOT INCHDDECR$720-0.02%0.26%$265.580.02%2,711
THOMASVILLE BANCSHARES INCINCR$7190.10%0.26%$51.010.00%14,094
ONEOK INC NEWOKEINCR$6840.48%0.25%$38.380.00%17,820
PIONEER NAT RES COPXDINCR$7060.52%0.25%$113.870.15%6,200
SEI INVTS COSEICINCR$6900.13%0.25%$57.500.00%12,000
EASTMAN CHEM COEMNINCR$5870.28%0.21%$100.340.00%5,850
QUALCOMM INCORPORATEDQCOMDECR$579-0.24%0.21%$152.37-0.42%3,800
BROADCOM LTD NPVAVGODECR$569-0.08%0.20%$437.69-0.24%1,300
CONNECTONE BANCORP INCCNOBINCR$5620.41%0.20%$19.780.00%28,410
DUKE ENERGY CORP NEWDUKINCR$5590.04%0.20%$91.550.00%6,106
NORFOLK SOUTHN CORPNSCINCR$5700.11%0.20%$237.500.00%2,400
PAYPAL HLDGS INCPYPLINCR$5450.33%0.20%$234.010.12%2,329
RAYTHEON TECHNOLOGIES CORP USD 1.0RTXINCR$5550.43%0.20%$71.470.15%7,765
SPDR SER TRXBIINCR$5490.26%0.20%$140.770.00%3,900
WEST PHARMACEUTICAL SVSC INCWSTINCR$5670.03%0.20%$283.500.00%2,000
B & G FOODS INC NEWBGSDECR$5310.00%0.19%$27.730.00%19,150
SCOTTS MIRACLE GRO COSMGINCR$5250.30%0.19%$199.240.00%2,635
UNITED PARCEL SERVICEUPSINCR$5230.01%0.19%$168.440.00%3,105
BAXTER INTERNATIONAL INCBAXDECR$4930.00%0.18%$80.160.00%6,150
GENERAL MOTORS COGMINCR$5000.41%0.18%$41.670.00%12,000
ILLINOIS TOOL WORKS INC USD 0.01ITWINCR$4890.05%0.18%$203.750.00%2,400
FLOWERS FOODS INCFLODECR$465-0.07%0.17%$22.650.00%20,530
ISHARES TRTIPINCR$4750.01%0.17%$127.720.00%3,719
OCCIDENTAL PETE CORPOXYINCR$4810.75%0.17%$17.300.01%27,800
SIMON PPTY GROUP INC NEWSPGINCR$4750.45%0.17%$85.280.10%5,570
AGNICO EAGLE MINES LTDAEMINCR$4580.28%0.16%$70.460.44%6,500
BLACKROCK INC USD 0.01BLKINCR$4500.57%0.16%$721.150.22%624
BLACKSTONE MTG TR INCBXMTINCR$4530.28%0.16%$27.500.02%16,470
DTE ENERGY CODTEINCR$4330.05%0.16%$121.320.00%3,569
GILEAD SCIENCES INCGILDDECR$435-0.21%0.16%$58.20-0.14%7,474
MCDONALDS CORPMCDDECR$445-0.02%0.16%$214.660.00%2,073
STRATASYS LTDSSYSDECR$456-0.27%0.16%$20.73-0.56%22,000
CONOCOPHILLIPS COM CL-BCOPINCR$4240.09%0.15%$40.00-0.10%10,601
DIAGEO PLCDGEAFDECR$417-0.20%0.15%$40.68-0.33%10,250
THERMO FISHER SCIENTIFIC INCTMOINCR$4160.62%0.15%$465.850.53%893
TIFFANY & CO NEWTIFBUY$4210.00%0.15%$131.560.00%3,200
TRINITY INDS INCTRNINCR$4220.27%0.15%$26.38-0.06%16,000
ZOETIS INCZTSNA$4180.00%0.15%$165.410.00%2,527
AFLAC INCORPORATEDAFLINCR$3940.22%0.14%$44.490.00%8,856
BECTON DICKINSON & COBDXINCR$3840.08%0.14%$250.160.00%1,535
BP AMOCO P L CBPINCR$4030.14%0.14%$20.52-0.03%19,638
FIRST HORIZON CORPORATIONFHNINCR$3830.35%0.14%$12.770.00%30,000
STERIS PLCSTEINCR$3600.10%0.13%$189.470.03%1,900
TEXAS PAC LD TRTPLBUY$3630.00%0.13%$726.000.00%500
AES CORPAESINCR$3260.30%0.12%$23.480.00%13,886
COSTCO WHSL CORP NEWCOSTINCR$3390.37%0.12%$376.670.29%900
GLAXOSMITHKLINE PLCGSKDECR$325-0.26%0.12%$36.79-0.25%8,833
INTERNATIONAL PAPER COIPINCR$3310.23%0.12%$49.700.00%6,660
KIMBERLY-CLARK CORPKMBDECR$324-0.08%0.12%$135.000.00%2,400
MOTOROLA SOLUTIONS INCMSIINCR$3320.08%0.12%$170.080.00%1,952
TE CONNECTIVITY LTDINCR$3390.24%0.12%$121.070.00%2,800
TWITTER INCTWTRINCR$3300.04%0.12%$54.10-0.14%6,100
ALIBABA GROUP HOLDINGBABAINCR$3060.49%0.11%$233.050.88%1,313
AMERICAN WTR WKS CO INC NEWAWKINCR$3070.06%0.11%$153.500.00%2,000
APOLLO GLOBAL MGMT INCAPOINCR$3170.09%0.11%$48.960.00%6,475
HEWLETT PACKARD CORPORATIONHPQINCR$3000.29%0.11%$24.590.00%12,200
STARBUCKS CORPSBUXINCR$3020.25%0.11%$107.130.00%2,819
SYSCO CORPORATIONSYYINCR$3060.20%0.11%$74.330.00%4,117
TPI COMPOSITES INCTPICBUY$3190.00%0.11%$52.830.00%6,038
UNILEVER ADRULBUY$3140.00%0.11%$60.380.00%5,200
YUM BRANDS INCYUMINCR$3170.19%0.11%$108.560.00%2,920
CALIFORNIA WTR SVC GROUPCWTINCR$2700.24%0.10%$54.000.00%5,000
CLOROX CO DELCLXDECR$291-0.04%0.10%$201.660.00%1,443
CONSTELLATION SOFTWR FCNSWFINCR$2870.19%0.10%$1304.550.01%220
FIREEYE INCFEYEBUY$2770.00%0.10%$23.080.00%12,000
FIRST TR EXCHANGE-TRADED FDFTCSDECR$283-0.09%0.10%$67.48-0.14%4,194
METLIFE INCMETINCR$2700.26%0.10%$47.000.00%5,745
SELECT SECTOR SPDR TRXLKINCR$2730.11%0.10%$130.000.00%2,100
UNIFI INC COMMON STOCK USD0.1UFIDECR$282-0.29%0.10%$17.72-0.49%15,917
VMWARE INCVMWINCR$2810.22%0.10%$140.500.25%2,000
WPX ENERGY INCWPXINCR$2800.67%0.10%$8.160.00%34,326
ADOBE SYSTEMS INCORPORATEDADBEINCR$2490.01%0.09%$501.01-0.01%497
AIR LEASE CORPALBUY$2560.00%0.09%$44.400.00%5,766
ARCOSA INCINCR$2380.16%0.09%$55.04-0.07%4,324
DOMINION ENERGY INCDDECR$264-0.05%0.09%$75.260.00%3,508
FIRST SOLAR INCFSLRBUY$2560.00%0.09%$98.920.00%2,588
PRECIGEN INCPGENINCR$2611.90%0.09%$10.200.00%25,600
ROCKWELL AUTOMATION INCROKINCR$2510.14%0.09%$251.000.00%1,000
APPLIED MATLS INCAMATINCR$2330.06%0.08%$86.30-0.27%2,700
ARK ETF TRARKKBUY$2210.00%0.08%$124.510.00%1,775
COMPASS DIVERSIFIEDCODIINCR$2250.02%0.08%$19.450.00%11,570
CONAGRA BRANDS INCCAGINCR$2260.01%0.08%$36.190.00%6,245
GOLDMAN SACHS GROUPGSDECR$224-0.36%0.08%$263.53-0.51%850
ISHARES TRMTUMBUY$2120.00%0.08%$161.220.00%1,315
KKR & CO INCKKRDECR$215-0.08%0.08%$40.57-0.22%5,300
M & T BK CORPMTBBUY$2190.00%0.08%$127.100.00%1,723
MOSAIC CO NEWMOSBUY$2150.00%0.08%$22.990.00%9,350
ORACLE SYSTEMSORCLBUY$2110.00%0.08%$64.780.00%3,257
SCHLUMBERGER LTDSLBINCR$2340.34%0.08%$21.87-0.04%10,700
SENSIENT TECHNOLOGIES CORPBUY$2210.00%0.08%$73.670.00%3,000
KRAFT HEINZ COKHCBUY$2290.00%0.08%$34.710.00%6,598
TRAVELERS COMPANIES INCTRVBUY$2140.00%0.08%$140.240.00%1,526
WESTERN DIGITAL CORP.WDCDECR$233-0.19%0.08%$55.48-0.47%4,200
EMERSON ELEC COEMRBUY$2010.00%0.07%$80.400.00%2,500
VANECK VECTORS ETF TRSMHBUY$2030.00%0.07%$218.280.00%930
ZOOM VIDEO COMMUNICATIONS INZMDECR$206-0.28%0.07%$337.700.00%610
GEO GROUP INC NEWGEODECR$155-0.22%0.06%$8.830.00%17,550
LUMEN TECHNOLOGIES INCLUMNDECR$162-0.04%0.06%$9.730.00%16,655
PEOPLES UNITED FINANCIAL INCPBCTINCR$1670.24%0.06%$12.95-0.02%12,900
HEWLETT PACKARD ENTERPRISE CHPEINCR$1470.27%0.05%$11.850.00%12,400
OVINTIV INCOVVINCR$1520.19%0.05%$14.34-0.33%10,600
ARMADA HOFFLER PPTYS INCAHHINCR$1120.20%0.04%$11.200.00%10,000
FORD MTR CO DELFINCR$990.32%0.04%$8.800.00%11,250
TRANSOCEAN LTDRIGINCR$1141.53%0.04%$2.31-0.12%49,323
AQUA METALS INCAQMSINCR$962.31%0.03%$2.990.00%32,060
MANNKIND CORPMNKDINCR$580.66%0.02%$3.120.00%18,600
TVA GROUP INC CL BINCR$330.38%0.01%$1.670.00%19,800
BIOLASE INCBIOLINCR$40.33%0.00%$0.400.00%10,000
COASTAL CARRIBEAN OIL & MINERALS LTDNA$00.00%0.00%$0.000.00%32,150
HOME SOLUTIONS HEALTH INCNA$00.00%0.00%$0.000.00%50,000
ISLET SCIENCES INC COMNA$00.00%0.00%$0.000.00%30,000
ASTRAZENECA PLCAZNSOLD$00.00%-100.00%$0.000.00%0
CAPITAL SR LIVING CORPSOLD$00.00%-100.00%$0.000.00%0
CERNER CORPCERNSOLD$00.00%-100.00%$0.000.00%0
CHURCHILL CAP CORP IIISOLD$00.00%-100.00%$0.000.00%0
CONSTELLATION BRANDS INCSTZSOLD$00.00%-100.00%$0.000.00%0
FIRST TR EXCHANGE-TRADED FDRDVYSOLD$00.00%-100.00%$0.000.00%0
II-VI INCIIVISOLD$00.00%-100.00%$0.000.00%0
ROYAL DUTCH SHELL PLCRDS/ASOLD$00.00%-100.00%$0.000.00%0
VANGUARD SCOTTSDALE FDSVCSHSOLD$00.00%-100.00%$0.000.00%0