Wellington Shields & Co., LLC

Wellington Shields & Co., LLC latest Q1_2021 13F filings reported $279,065,000 in market value on this 2021-05-12 report date . The portfolio quarterly return is -0.04%. This fund has 201 securities concentrations of 100% weights.

Wellington Shields & Co., LLC largest holding is Illumina Inc. with weight of 8.34% and $23,285,000 in market value. The portfolio return is computed based on the amount invested in the new quarter. The following shows the portfolio details.

Portfolio Performance History

FILE DATE	REPORT PERIOD	QTR YEAR	FILE TYPE	NOS. OF STOCKS	REPORTED VALUE	RETURN
2021-05-12	2021-03-31	Q1_2021	13F-HR	201	$279,065,000	-0.04%
2021-02-09	2020-12-31	Q4_2020	13F-HR	189	$279,163,000	17.30%
2020-11-10	2020-09-30	Q3_2020	13F-HR	180	$238,000,000	4.33%
2020-08-05	2020-06-30	Q2_2020	13F-HR	179	$228,117,000	25.79%
2020-05-07	2020-03-31	Q1_2020	13F-HR	159	$181,347,000	-19.63%
2020-02-11	2019-12-31	Q4_2019	13F-HR	178	$225,633,000	248.49%
2019-11-05	2019-09-30	Q3_2019	13F-HR	91	$64,745,000	-69.46%
2019-08-08	2019-06-30	Q2_2019	13F-HR	177	$211,975,000	7.96%
2019-05-10	2019-03-31	Q1_2019	13F-HR	165	$196,337,000	12.38%
2019-02-11	2018-12-31	Q4_2018	13F-HR	151	$174,709,000	-5.33%
2018-11-06	2018-09-30	Q3_2018	13F-HR	148	$184,537,000	-0.44%
2018-08-02	2018-06-30	Q2_2018	13F-HR	144	$192,929,000	-41.19%
2018-08-28	2018-03-31	Q1_2018	13F-HR/A	146	$185,354,000	0.00%
2018-05-03	2018-03-31	Q1_2018	13F-HR	146	$328,036,000	76.41%
2018-02-06	2017-12-31	Q4_2017	13F-HR	149	$185,947,000	-38.57%
2017-11-06	2017-09-30	Q3_2017	13F-HR	145	$302,686,000	4.50%
2017-07-25	2017-06-30	Q2_2017	13F-HR	141	$289,647,000	-12.93%
2017-05-03	2017-03-31	Q1_2017	13F-HR	136	$332,675,000	74.15%
2017-02-02	2016-12-31	Q4_2016	13F-HR	131	$191,031,000	-3.05%
2016-11-01	2016-09-30	Q3_2016	13F-HR	123	$197,044,000	22.32%
2016-08-15	2016-06-30	Q2_2016	13F-HR	119	$161,090,000	7.33%

Portfolio Details

Stock Name	Tickers	Value	Current Value (x1000)	Change Value %	Weight	Computed Price	Shares Change %	Current Shares
ILLUMINA INC	ILMN	INCR	$23,285	0.02%	8.34%	$384.06	-0.02%	60,629
PERSONALIS INC	PSNL	DECR	$22,653	-0.33%	8.12%	$24.61	0.00%	920,478
MICROSOFT CORP	MSFT	INCR	$19,992	0.05%	7.16%	$235.77	-0.01%	84,794
APPLE INC	AAPL	DECR	$11,452	-0.04%	4.10%	$122.15	0.04%	93,754
J P MORGAN CHASE & CO COM	JPM	INCR	$6,150	0.05%	2.20%	$152.24	-0.12%	40,397
DISNEY WALT CO	DIS	INCR	$5,176	0.03%	1.85%	$184.53	0.01%	28,050
SHOPIFY INC	SHOP	DECR	$4,758	-0.02%	1.70%	$1106.51	0.00%	4,300
HONEYWELL INTL INC	HON	DECR	$4,539	-0.02%	1.63%	$217.08	-0.04%	20,909
CASI PHARMACEUTICALS INC	CASI	DECR	$4,399	-0.18%	1.58%	$2.40	0.01%	1,832,769
AMAZON COM INC	AMZN	DECR	$4,100	-0.02%	1.47%	$3094.34	0.04%	1,325
ROYALTY PHARMA PLC	RPRX	DECR	$4,086	-0.14%	1.46%	$43.62	-0.01%	93,670
UNION PAC CORP	UNP	INCR	$3,972	0.05%	1.42%	$220.42	-0.01%	18,020
INTERNATIONAL BUSINESS MACHINE COMPANY	IBM	INCR	$3,607	0.02%	1.29%	$133.25	-0.03%	27,070
APPHARVEST INC COM		BUY	$3,445	0.00%	1.23%	$18.30	0.00%	188,242
CVS HEALTH CORPORATION	CVS	INCR	$3,362	0.03%	1.20%	$75.23	-0.06%	44,689
AT&T INC	T	INCR	$3,318	0.05%	1.19%	$30.27	-0.01%	109,618
ABBVIE INC	ABBV	INCR	$3,304	0.03%	1.18%	$108.22	0.02%	30,531
VERIZON COMMUNICATIONS INC	VZ	INCR	$3,186	0.03%	1.14%	$58.15	0.04%	54,791
S&P GLOBAL INC	SPGI	INCR	$3,141	0.07%	1.13%	$352.92	0.00%	8,900
BLOOM ENERGY CORP	BE	DECR	$3,061	-0.51%	1.10%	$27.05	-0.48%	113,156
BRISTOL MYERS SQUIBB CO	BMY	DECR	$3,082	-0.03%	1.10%	$63.14	-0.05%	48,815
SPROTT INC	SII	INCR	$3,002	0.31%	1.08%	$38.00	0.00%	79,000
LILLY ELI & CO	LLY	INCR	$2,986	0.01%	1.07%	$186.79	-0.09%	15,986
ABBOTT LABS	ABT	INCR	$2,888	0.07%	1.03%	$119.84	-0.02%	24,098
PFIZER COMPANY INC	PFE	INCR	$2,767	0.00%	0.99%	$36.24	0.02%	76,362
BLACKSTONE GROUP INC	BX	INCR	$2,730	0.18%	0.98%	$74.54	0.03%	36,626
JOHNSON & JOHNSON	JNJ	INCR	$2,428	0.01%	0.87%	$164.38	-0.03%	14,771
DRAFTKINGS INC	DKNG	INCR	$2,364	0.32%	0.85%	$61.32	0.01%	38,550
		BUY	$2,364	0.00%	0.85%	$8.71	0.00%	271,390
EXXON MOBIL CORP	XOM	INCR	$2,364	0.37%	0.85%	$55.83	0.01%	42,341
ALPHABET INC	GOOG	INCR	$2,304	0.16%	0.83%	$2068.22	-0.02%	1,114
CATERPILLAR INC	CAT	INCR	$2,180	0.64%	0.78%	$231.91	0.29%	9,400
INTEL CORP	INTC	INCR	$2,046	0.22%	0.73%	$64.01	-0.05%	31,965
MERCK & CO INC NEW	MRK	DECR	$1,913	-0.03%	0.69%	$77.07	0.02%	24,820
PARSONS CORPORATION	PSN	INCR	$1,820	0.04%	0.65%	$40.44	-0.06%	45,000
VISA INC	V	DECR	$1,807	-0.06%	0.65%	$211.69	-0.03%	8,536
EQUIFAX INC	EFX	DECR	$1,787	-0.06%	0.64%	$181.13	0.00%	9,866
KINDER MORGAN INC DEL	KMI	INCR	$1,790	0.21%	0.64%	$16.65	0.00%	107,512
FIDELITY NATL INFORMATION SV	FIS	DECR	$1,765	-0.03%	0.63%	$140.63	-0.03%	12,551
ALPHABET INC USD 0.001 CLS A	GOOGL	INCR	$1,714	0.18%	0.61%	$2062.58	0.00%	831
COMCAST CORP NEW	CMCSA	INCR	$1,715	0.01%	0.61%	$54.12	-0.03%	31,686
CISCO SYSTEMS	CSCO	INCR	$1,632	0.09%	0.58%	$51.71	-0.06%	31,560
CARMAX INC	KMX	BUY	$1,604	0.00%	0.57%	$132.67	0.00%	12,090
CITIGROUP INC COM NEW	C	DECR	$1,552	-0.06%	0.56%	$72.76	-0.21%	21,331
UNIVERSAL ELECTRONICS INC	UEIC	DECR	$1,557	-0.01%	0.56%	$54.98	-0.05%	28,317
PROCTER AND GAMBLE CO	PG	DECR	$1,524	-0.03%	0.55%	$135.44	0.00%	11,252
CITIZENS FINL GROUP INC	CFG	INCR	$1,501	0.23%	0.54%	$44.15	0.00%	34,000
CHEVRON CORP NEW	CVX	INCR	$1,441	0.25%	0.52%	$104.75	0.01%	13,756
NEWMONT CORP	NEM	DECR	$1,440	-0.06%	0.52%	$60.25	-0.07%	23,900
WASTE MANAGEMENT INC	WM	INCR	$1,443	0.04%	0.52%	$128.98	-0.05%	11,188
WEYERHAEUSER CO MTN BE	WY	INCR	$1,442	0.06%	0.52%	$35.60	0.00%	40,504
L3HARRIS TECHNOLOGIES INC	LHX	INCR	$1,399	0.24%	0.50%	$202.67	0.16%	6,903
LOCKHEED MARTIN CORP	LMT	DECR	$1,325	-0.02%	0.47%	$369.60	-0.06%	3,585
WP CAREY INC	WPC	INCR	$1,325	0.00%	0.47%	$70.74	0.00%	18,730
PEPSICO INC	PEP	DECR	$1,279	-0.02%	0.46%	$141.40	0.03%	9,045
BERKSHIRE HATHAWAY INC NEW	BRK/B	INCR	$1,252	0.02%	0.45%	$255.46	-0.07%	4,901
BOEING CO	BA	INCR	$1,217	0.16%	0.44%	$254.71	-0.03%	4,778
DOW HOLDINGS INC USD 0.01	DOW	INCR	$1,216	0.01%	0.44%	$63.95	-0.12%	19,014
DUPONT DE NEMOURS INC USD 0.01	DD	DECR	$1,225	0.00%	0.44%	$77.26	-0.08%	15,855
KEYCORP	KEY	BUY	$1,223	0.00%	0.44%	$19.98	0.00%	61,200
PHILIP MORRIS INTL INC	PM	INCR	$1,189	0.06%	0.43%	$88.73	-0.01%	13,400
CORNING INC	GLW	INCR	$1,159	0.21%	0.42%	$43.52	0.00%	26,634
NEXTERA ENERGY INC COM	NEE	DECR	$1,180	-0.05%	0.42%	$75.64	-0.03%	15,600
WALMART INC	WMT	DECR	$1,182	-0.48%	0.42%	$135.88	-0.45%	8,699
SOUTHERN CO	SO	INCR	$1,157	0.01%	0.41%	$62.14	0.00%	18,619
AMERICAN EXPRESS COMPANY	AXP	INCR	$1,114	0.13%	0.40%	$141.46	-0.03%	7,875
3M CO	MMM	DECR	$1,091	-0.12%	0.39%	$192.65	-0.20%	5,663
CSX CORP	CSX	INCR	$1,070	0.08%	0.38%	$96.40	0.02%	11,100
PNC FINL SVCS GROUP INC	PNC	INCR	$1,039	0.18%	0.37%	$175.33	0.00%	5,926
AFLAC INCORPORATED	AFL	INCR	$991	1.52%	0.36%	$51.20	1.19%	19,356
AMGEN	AMGN	DECR	$991	-0.02%	0.36%	$248.93	-0.09%	3,981
ENCOMPASS HEALTH CORP	EHC	BUY	$1,010	0.00%	0.36%	$81.91	0.00%	12,330
FACEBOOK INC	FB	INCR	$998	0.20%	0.36%	$294.66	0.11%	3,387
COCA COLA CO	KO	DECR	$958	-0.11%	0.34%	$52.71	-0.07%	18,175
ENBRIDGE INC NPV	ENB	INCR	$954	0.14%	0.34%	$36.41	0.00%	26,205
FREEPORT-MCMORAN INC	FCX	DECR	$923	-0.10%	0.33%	$32.93	-0.29%	28,030
GENERAL MLS INC	GIS	INCR	$914	0.05%	0.33%	$61.34	0.01%	14,900
ALTRIA GROUP INC	MO	INCR	$906	0.25%	0.32%	$51.17	0.00%	17,704
ONEOK INC NEW	OKE	INCR	$903	0.32%	0.32%	$50.67	0.00%	17,820
THOMASVILLE BANCSHARES INC	THVB	INCR	$902	0.25%	0.32%	$64.00	0.00%	14,094
GENERAL ELECTRIC COMPANY	GE	INCR	$869	0.21%	0.31%	$13.13	-0.01%	66,178
HOME DEPOT INC	HD	INCR	$800	0.11%	0.29%	$305.34	-0.03%	2,620
NVIDIA CORPORATION	NVDA	DECR	$748	-0.01%	0.27%	$534.29	-0.03%	1,400
SEI INVTS CO	SEIC	INCR	$731	0.06%	0.26%	$60.92	0.00%	12,000
BLACKROCK INC USD 0.01	BLK	INCR	$655	0.46%	0.23%	$753.74	0.39%	869
EASTMAN CHEM CO	EMN	INCR	$644	0.10%	0.23%	$110.09	0.00%	5,850
NORFOLK SOUTHN CORP	NSC	INCR	$644	0.13%	0.23%	$268.33	0.00%	2,400
SCOTTS MIRACLE GRO CO	SMG	INCR	$645	0.23%	0.23%	$244.78	0.00%	2,635
SIMON PPTY GROUP INC NEW	SPG	INCR	$634	0.33%	0.23%	$113.82	0.00%	5,570
BROADCOM LTD NPV	AVGO	INCR	$603	0.06%	0.22%	$463.85	0.00%	1,300
DUKE ENERGY CORP NEW	DUK	INCR	$600	0.07%	0.22%	$96.59	0.02%	6,212
GENERAL MOTORS CO	GM	INCR	$603	0.21%	0.22%	$57.43	-0.13%	10,500
MONDELEZ INTERNATIONAL INC	MDLZ	DECR	$618	-0.20%	0.22%	$58.56	-0.20%	10,554
PAYPAL HLDGS INC	PYPL	INCR	$583	0.07%	0.21%	$243.02	0.03%	2,399
FLOWERS FOODS INC	FLO	INCR	$548	0.18%	0.20%	$23.77	0.12%	23,052
OCCIDENTAL PETE CORP	OXY	INCR	$567	0.18%	0.20%	$26.62	-0.23%	21,300
STRATASYS LTD	SSYS	INCR	$570	0.25%	0.20%	$25.91	0.00%	22,000
WEST PHARMACEUTICAL SVSC INC	WST	DECR	$564	-0.01%	0.20%	$282.00	0.00%	2,000
AGNICO EAGLE MINES LTD	AEM	INCR	$526	0.15%	0.19%	$57.80	0.40%	9,100
BAXTER INTERNATIONAL INC	BAX	INCR	$519	0.05%	0.19%	$84.39	0.00%	6,150
BLACKSTONE MTG TR INC	BXMT	INCR	$540	0.19%	0.19%	$31.00	0.06%	17,420
CENTENE CORP DEL	CNC	BUY	$543	0.00%	0.19%	$63.88	0.00%	8,500
GILEAD SCIENCES INC	GILD	INCR	$527	0.21%	0.19%	$64.63	0.09%	8,154
ILLINOIS TOOL WORKS INC USD 0.01	ITW	INCR	$532	0.09%	0.19%	$221.67	0.00%	2,400
SPDR SER TR	XBI	DECR	$529	-0.04%	0.19%	$135.64	0.00%	3,900
CIGNA CORP NEW	CI	DECR	$513	-0.31%	0.18%	$241.75	-0.40%	2,122
CONOCOPHILLIPS COM CL-B	COP	INCR	$500	0.18%	0.18%	$53.02	-0.11%	9,431
DEVON ENERGY CORP NEW	DVN	BUY	$491	0.00%	0.18%	$21.86	0.00%	22,459
FIRST HORIZON CORPORATION	FHN	INCR	$507	0.32%	0.18%	$16.90	0.00%	30,000
IRON MTN INC NEW	IRM	BUY	$500	0.00%	0.18%	$37.04	0.00%	13,500
QUALCOMM INCORPORATED	QCOM	DECR	$504	-0.13%	0.18%	$132.63	0.00%	3,800
RAYTHEON TECHNOLOGIES CORP USD 1.0	RTX	DECR	$512	-0.08%	0.18%	$77.20	-0.15%	6,632
BP AMOCO P L C	BP	INCR	$472	0.17%	0.17%	$24.36	-0.01%	19,374
DTE ENERGY CO	DTE	INCR	$466	0.08%	0.17%	$133.14	-0.02%	3,500
ISHARES TR	TIP	DECR	$467	-0.02%	0.17%	$125.57	0.00%	3,719
MCDONALDS CORP	MCD	INCR	$467	0.05%	0.17%	$224.30	0.00%	2,082
ALIBABA GROUP HOLDING	BABA	INCR	$458	0.50%	0.16%	$226.73	0.54%	2,020
FIRST TR EXCHANGE-TRADED FD	RDVY	BUY	$449	0.00%	0.16%	$45.51	0.00%	9,865
THERMO FISHER SCIENTIFIC INC	TMO	INCR	$438	0.05%	0.16%	$456.25	0.08%	960
TRINITY INDS INC	TRN	INCR	$447	0.06%	0.16%	$28.47	-0.02%	15,700
UNIFI INC COMMON STOCK USD0.1	UFI	INCR	$439	0.56%	0.16%	$27.58	0.00%	15,917
UNITED PARCEL SERVICE	UPS	DECR	$443	-0.15%	0.16%	$170.06	-0.16%	2,605
DIAGEO PLC	DGEAF	INCR	$430	0.03%	0.15%	$41.95	0.00%	10,250
TPI COMPOSITES INC	TPIC	INCR	$417	0.31%	0.15%	$56.47	0.22%	7,385
METLIFE INC	MET	INCR	$380	0.41%	0.14%	$60.85	0.09%	6,245
ZOETIS INC	ZTS	DECR	$398	-0.05%	0.14%	$157.50	0.00%	2,527
APPLIED MATLS INC	AMAT	INCR	$361	0.55%	0.13%	$133.70	0.00%	2,700
BECTON DICKINSON & CO	BDX	DECR	$374	-0.03%	0.13%	$242.86	0.00%	1,540
HEWLETT PACKARD CORPORATION	HPQ	INCR	$362	0.21%	0.13%	$31.75	-0.07%	11,400
STERIS PLC	STE	INCR	$362	0.01%	0.13%	$190.53	0.00%	1,900
TE CONNECTIVITY LTD		INCR	$362	0.07%	0.13%	$129.29	0.00%	2,800
CONSTELLATION SOFTWR F	CNSWF	INCR	$338	0.18%	0.12%	$1408.33	0.09%	240
COSTCO WHSL CORP NEW	COST	DECR	$326	-0.04%	0.12%	$352.43	0.03%	925
FIRST TR EXCHANGE-TRADED FD	FTCS	INCR	$337	0.19%	0.12%	$70.83	0.13%	4,758
INTERNATIONAL PAPER CO	IP	DECR	$328	-0.01%	0.12%	$54.13	-0.09%	6,060
KIMBERLY-CLARK CORP	KMB	INCR	$334	0.03%	0.12%	$139.17	0.00%	2,400
MOTOROLA SOLUTIONS INC	MSI	INCR	$343	0.03%	0.12%	$188.05	-0.07%	1,824
PIONEER NAT RES CO	PXD	DECR	$334	-0.53%	0.12%	$159.05	-0.66%	2,100
SYSCO CORPORATION	SYY	INCR	$324	0.06%	0.12%	$78.70	0.00%	4,117
AIR LEASE CORP	AL	INCR	$309	0.21%	0.11%	$48.92	0.10%	6,316
AMERICAN WTR WKS CO INC NEW	AWK	DECR	$300	-0.02%	0.11%	$150.00	0.00%	2,000
APOLLO GLOBAL MGMT INC	APO	DECR	$312	-0.02%	0.11%	$47.06	0.02%	6,630
DOMINION ENERGY INC	D	INCR	$312	0.18%	0.11%	$75.95	0.17%	4,108
FIDELITY NATIONAL FINANCIAL	FNF	BUY	$307	0.00%	0.11%	$40.65	0.00%	7,553
LUMEN TECHNOLOGIES INC COM	LUMN	BUY	$306	0.00%	0.11%	$13.33	0.00%	22,955
STARBUCKS CORP	SBUX	INCR	$317	0.05%	0.11%	$109.35	0.03%	2,899
AES CORP	AES	DECR	$286	-0.12%	0.10%	$26.76	-0.23%	10,686
ARCOSA INC	ACA	INCR	$275	0.16%	0.10%	$65.10	-0.02%	4,224
CALIFORNIA WTR SVC GROUP	CWT	INCR	$282	0.04%	0.10%	$56.40	0.00%	5,000
CLOROX CO DEL	CLX	DECR	$278	-0.04%	0.10%	$192.65	0.00%	1,443
COMPASS DIVERSIFIED	CODI	INCR	$268	0.19%	0.10%	$23.16	0.00%	11,570
EOG RES INC	EOG	BUY	$290	0.00%	0.10%	$72.50	0.00%	4,000
EVEREST RE GROUP LTD	RE	BUY	$273	0.00%	0.10%	$248.18	0.00%	1,100
GAMESTOP CORP NEW	GME	BUY	$285	0.00%	0.10%	$190.00	0.00%	1,500
KRANESHARES TR	KARS	BUY	$286	0.00%	0.10%	$42.37	0.00%	6,750
SCHLUMBERGER LTD	SLB	INCR	$291	0.24%	0.10%	$27.20	0.00%	10,700
SELECT SECTOR SPDR TR	XLK	INCR	$279	0.02%	0.10%	$132.86	0.00%	2,100
UNILEVER ADR	UL	DECR	$290	-0.08%	0.10%	$55.77	0.00%	5,200
VIACOMCBS INC	VIAC	DECR	$283	-0.62%	0.10%	$45.04	-0.69%	6,284
FIRST SOLAR INC	FSLR	DECR	$252	-0.02%	0.09%	$87.26	0.12%	2,888
GLAXOSMITHKLINE PLC	GSK	DECR	$244	-0.25%	0.09%	$35.71	-0.23%	6,833
KKR & CO INC	KKR	INCR	$259	0.20%	0.09%	$48.87	0.00%	5,300
M & T BK CORP	MTB	INCR	$261	0.19%	0.09%	$151.48	0.00%	1,723
MOSAIC CO NEW	MOS	INCR	$256	0.19%	0.09%	$31.60	-0.13%	8,100
OVINTIV INC	OVV	INCR	$240	0.58%	0.09%	$23.83	-0.05%	10,073
ROCKWELL AUTOMATION INC	ROK	INCR	$265	0.06%	0.09%	$265.00	0.00%	1,000
TEXAS PAC LD TR	TPL	DECR	$238	-0.34%	0.09%	$1586.67	-0.70%	150
KRAFT HEINZ CO	KHC	INCR	$253	0.10%	0.09%	$40.02	-0.04%	6,322
VMWARE INC	VMW	DECR	$241	-0.14%	0.09%	$150.63	-0.20%	1,600
YUM BRANDS INC	YUM	DECR	$238	-0.25%	0.09%	$108.18	-0.25%	2,200
ZEBRA TECHNOLOGIES CORPORATI	ZBRA	BUY	$241	0.00%	0.09%	$484.91	0.00%	497
ZIMMER BIOMET HOLDINGS INC	ZBH	BUY	$256	0.00%	0.09%	$160.00	0.00%	1,600
ADOBE SYSTEMS INCORPORATED	ADBE	DECR	$210	-0.16%	0.08%	$476.19	-0.11%	441
CONAGRA BRANDS INC	CAG	INCR	$234	0.04%	0.08%	$37.53	0.00%	6,235
EMERSON ELEC CO	EMR	INCR	$226	0.12%	0.08%	$90.40	0.00%	2,500
FIRST TR EXCHANGE-TRADED FD	FDN	BUY	$232	0.00%	0.08%	$217.64	0.00%	1,066
ISHARES TR	MTUM	NA	$212	0.00%	0.08%	$161.22	0.00%	1,315
ISHARES TR	IWM	BUY	$221	0.00%	0.08%	$221.00	0.00%	1,000
NUCOR CORP	NUE	BUY	$225	0.00%	0.08%	$80.36	0.00%	2,800
ORACLE SYSTEMS	ORCL	INCR	$229	0.09%	0.08%	$70.31	0.00%	3,257
PEOPLES UNITED FINANCIAL INC	PBCT	INCR	$213	0.28%	0.08%	$17.90	-0.08%	11,900
SENSIENT TECHNOLOGIES CORP		INCR	$234	0.06%	0.08%	$78.00	0.00%	3,000
TRAVELERS COMPANIES INC	TRV	INCR	$230	0.07%	0.08%	$150.72	0.00%	1,526
TRUIST FINL CORP	TFC	BUY	$219	0.00%	0.08%	$58.32	0.00%	3,755
VALERO ENERGY	VLO	BUY	$215	0.00%	0.08%	$71.67	0.00%	3,000
CARLYLE GROUP INC	CG	BUY	$201	0.00%	0.07%	$36.71	0.00%	5,476
HEWLETT PACKARD ENTERPRISE C	HPE	INCR	$183	0.24%	0.07%	$15.78	-0.06%	11,600
TRANSOCEAN LTD	RIG	INCR	$167	0.46%	0.06%	$3.56	-0.05%	46,923
AQUA METALS INC	AQMS	INCR	$130	0.35%	0.05%	$4.05	0.00%	32,060
FORD MTR CO DEL	F	INCR	$138	0.39%	0.05%	$12.27	0.00%	11,250
NAVIGATOR HLDGS LTD	NVGS	BUY	$133	0.00%	0.05%	$8.87	0.00%	15,000
ARMADA HOFFLER PPTYS INC	AHH	INCR	$125	0.12%	0.04%	$12.50	0.00%	10,000
GEO GROUP INC NEW	GEO	DECR	$125	-0.19%	0.04%	$7.79	-0.09%	16,050
INSEEGO CORP	INSG	BUY	$101	0.00%	0.04%	$10.02	0.00%	10,075
PRECIGEN INC	PGEN	DECR	$117	-0.55%	0.04%	$6.88	-0.34%	17,000
MANNKIND CORP	MNKD	INCR	$73	0.26%	0.03%	$3.92	0.00%	18,600
TVA GROUP INC CL B	TVAGF	INCR	$36	0.09%	0.01%	$1.82	0.00%	19,800
BIOLASE INC	BIOL	INCR	$8	1.00%	0.00%	$0.80	0.00%	10,000
COASTAL CARRIBEAN OIL & MINERALS LTD	COCBF	NA	$0	0.00%	0.00%	$0.00	0.00%	32,150
HOME SOLUTIONS HEALTH INC	HSHL	NA	$0	0.00%	0.00%	$0.00	0.00%	50,000
ISLET SCIENCES INC COM		NA	$0	0.00%	0.00%	$0.00	0.00%	30,000
ARK ETF TR	ARKK	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
B & G FOODS INC NEW	BGS	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
CONNECTONE BANCORP INC	CNOB	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
FIREEYE INC	FEYE	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
GOLDMAN SACHS GROUP	GS	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
LUMEN TECHNOLOGIES INC	LUMN	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
SKILLZ INC	SKLZ	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
TIFFANY & CO NEW	TIF	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
TWITTER INC	TWTR	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
VANECK VECTORS ETF TR	SMH	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
WESTERN DIGITAL CORP.	WDC	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
WPX ENERGY INC	WPX	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0
ZOOM VIDEO COMMUNICATIONS IN	ZM	SOLD	$0	0.00%	-100.00%	$0.00	0.00%	0